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Dear Valued Client,
The implementation of the Anti-Money Laundering Act (AMLA) requires all brokerage houses to enjoin their clients to fully accomplish the official Customer Account Information Form (CAIF) and also the “Know Your Customer (KYC)” Questionnaire. In this light, we would like to request that you fill out said forms in full and do not leave any items blank. The AMLA also obliges all clients to provide the brokerage with a clear copy of either of the following IDs:
Primary IDs :Driver’s License, PRC ID, Passport (any one)
Secondary Ids :Company ID, Medical Card, Credit Card, Student ID
Senior Citizen’s ID and Country Club Card (any two)
Submitted copies of valid IDs must have clear photo of the client and must be pre-signed.
To ensure our full compliance with the AMLA, please provide us with the necessary documents as soon as possible and coordinate with Ms. Lani Rose Raynes at 891-1037 or 891-1031 , when these documents are ready for pick up.
We thank you for your utmost cooperation.
Very truly yours,
SB EQUITIES, INC.
ANA-LEAH S. SESE-BELEN
Operations Head
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Account Opening Documentation
Requirements