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Dear Valued Client,
The implementation of the Anti-Money Laundering Act (AMLA) requires all brokerage houses to enjoin their clients to fully accomplish the official Customer Account Information Form (CAIF). In this light, we would like to request that you fill out the form completely . The AMLA also obliges all clients to provide the following required documents for corporations:
1. Certified true copy of Articles of Incorporation
2. Certified true copy of By-Laws
3. Board Resolution showing authority to engage in stock market investments with SB Equities, Inc. (SBEI)
4. Authorized signatories with signature of officers duly notarized , and at least one ( 1 ) of the following primary IDs:
a. SSS digitized ID
b. Passport
c. Driver’s license
5. Latest audited Financial Statements
6. Latest Income Tax Returns
7. Current year’s Business Permit
8. Latest General Information Sheet (GIS)
a. List of principal stockholders owning at least 2% of any stocks.
b. Beneficial owners, if any
c. Identification documents ( ID) of at least 2 shareholders and 2 directors.
To ensure our full compliance with the AMLA, please provide us with the necessary documents as soon as possible and coordinate with Ms. Lani Rose A. Raynes at 891-1037 or 891-1031 , when these documents are ready for pick up.
We thank you for your utmost cooperation.
Very truly yours,
SB EQUITIES, INC.
ANA-LEAH S. SESE-BELEN
Operations Head
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Account Opening Documentation Requirements